Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF1 Director (31 May 2011 to 1 Jul 2014)
    • CF30 Customer (1 Nov 2007 to 16 Jan 2018)
    • CF27 Investment Management (9 May 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (13 Mar 2002 to 8 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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