Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gordon Lee Strobeck

  IRN GLS01068

  • CF30 Customer (26 Nov 2007 to 15 Jul 2008)
• Gordon McKenna

  IRN GJM01140

  • [FCA CF] Material risk taker (since 25 Jul 2023)
  • [FCA CF] Significant management (since 25 Sep 2022)
  • SMF22 Other Local Responsibility (since 25 Sep 2022)
  • [FCA CF] Client dealing (1 Jun 2017 to 25 Sep 2022)
  • [FCA CF] Manager of certification employee (1 Jun 2017 to 25 Sep 2022)
  • [FCA CF] Material risk taker (1 Jun 2017 to 25 Sep 2022)
• Gordon Stuart Craigen

  IRN GSC01036

  • CF26 Customer Trading (1 Dec 2001 to 8 Jun 2005)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 8 Jun 2005)
• Gregory Charles Hewitt Lomas

  IRN GCL01012

  • CF30 Customer (1 Nov 2007 to 31 May 2008)
  • CF29 Significant management (1 Nov 2007 to 31 May 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (6 Sep 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Gregory Jerome Cordani

  IRN GJC01129

  • CF30 Customer (1 Nov 2007 to 8 May 2008)
  • CF21 Investment Adviser (26 May 2005 to 31 Oct 2007)
• Gregory Scott Harris

  IRN GSH01053

  • [FCA CF] Manager of certification employee (1 May 2018 to 27 Mar 2020)
  • [FCA CF] Client dealing (1 May 2018 to 27 Mar 2020)
  • [FCA CF] Material risk taker (1 May 2018 to 27 Mar 2020)
  • CF30 Customer (3 Dec 2014 to 22 Jan 2016)
• Guido Von Westerholt

  IRN GXV01098

  • CF30 Customer (1 Nov 2007 to 28 May 2008)
  • CF21 Investment Adviser (19 Apr 2007 to 31 Oct 2007)
• Guy Victor Murie Anderson

  IRN GVA01002

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Nov 2002)
• Harold Douglas Fairfull

  IRN HDF01003

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Mar 2002)
• Harry Kenneth Culham

  IRN HKC01005

  • CF30 Customer (5 Jun 2008 to 21 Nov 2014)

No changes recorded yet.