Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Dec 2022)
    • CF1 Director (AR) (since 9 Dec 2015)
    • CF30 Customer (since 19 Jan 2015)
    • CF4 Partner (15 Dec 2015 to 19 Nov 2019)
    • CF4 Partner (AR) (19 Jan 2015 to 4 Dec 2015)
    • (3)Employed By (since 4 Dec 2015)
  • Shard Capital Partners LLP (no longer approved here)

    FRN 538762

    • CF4 Partner (AR) (2 Jun 2014 to 1 Jun 2015)
    • CF30 Customer (19 May 2014 to 1 Jun 2015)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 31 May 2008)
    • CF29 Significant management (1 Nov 2007 to 31 May 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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