Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Shard Capital AIFM LLP
FRN 615463
- [FCA CF] Client dealing (since 7 Dec 2022)
- CF1 Director (AR) (since 9 Dec 2015)
- CF30 Customer (since 19 Jan 2015)
- CF4 Partner (15 Dec 2015 to 19 Nov 2019)
- CF4 Partner (AR) (19 Jan 2015 to 4 Dec 2015)
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Shard Credit Partners Ltd
FRN 702785
- (3)Employed By (since 4 Dec 2015)
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- CF4 Partner (AR) (2 Jun 2014 to 1 Jun 2015)
- CF30 Customer (19 May 2014 to 1 Jun 2015)
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- CF30 Customer (1 Nov 2007 to 31 May 2008)
- CF29 Significant management (1 Nov 2007 to 31 May 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (6 Sep 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.