Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Harry McAdam

  IRN HXM00244

  • [FCA CF] Client dealing (7 Mar 2022 to 14 Feb 2023)
• Heather Nicole Baker

  IRN HNB01007

  • CF30 Customer (12 Mar 2009 to 21 Aug 2013)
• Helen Foulds

  IRN HXF77780

  • [FCA CF] Material risk taker (30 Apr 2019 to 22 Nov 2022)
• Helen Hayes

  IRN HXH01223

  • CF30 Customer (4 Nov 2011 to 4 Aug 2015)
  • CF29 Significant management (29 Mar 2011 to 4 Aug 2015)
• Helen Sophie Thomas

  IRN HST01009

  • CF30 Customer (30 Apr 2010 to 27 May 2011)
• Hendrik Jan Cornelis

  IRN HJC01021

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 18 Nov 2005)
• Henry John Quinnen

  IRN HJQ01000

  • CF21 Investment Adviser (20 Aug 2002 to 6 Nov 2006)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Aug 2002)
• HoByung Lee

  IRN HXL00179

  • [FCA CF] Manager of certification employee (since 13 May 2024)
  • [FCA CF] Client dealing (since 25 Oct 2023)
• Horst Hirsch

  IRN HXH01065

  • CF30 Customer (1 Nov 2007 to 17 Nov 2008)
  • CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
• Hortense Degroote

  IRN HXD01202

  • [FCA CF] Client dealing (6 Mar 2017 to 6 Sep 2022)
  • CF30 Customer (19 Oct 2013 to 6 Mar 2016)

No changes recorded yet.