Heather Nicole Baker

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Manager of certification employee (since 1 Aug 2022)
    • [FCA CF] Material risk taker (since 1 Aug 2022)
    • [FCA CF] Significant management (since 1 Aug 2022)
    • [FCA CF] Client dealing (since 1 Aug 2022)
    • [FCA CF] Algorithmic trading (1 Aug 2022 to 2 Mar 2026)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Material risk taker (1 Aug 2022 to 30 Nov 2022)
    • [FCA CF] Significant management (1 Aug 2022 to 30 Nov 2022)
    • [FCA CF] Algorithmic trading (1 Aug 2022 to 30 Nov 2022)
    • [FCA CF] Client dealing (1 Aug 2022 to 30 Nov 2022)
    • [FCA CF] Manager of certification employee (1 Aug 2022 to 30 Nov 2022)
  • Raymond James Financial International Limited (no longer approved here)

    FRN 188244

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jul 2022)
    • CF30 Customer (30 Jun 2014 to 8 Dec 2019)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (12 Mar 2009 to 21 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.