Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Manager of certification employee (since 16 Feb 2023)
    • [FCA CF] Material risk taker (since 16 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Feb 2023)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Client dealing (16 Feb 2023 to 17 Feb 2023)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • [FCA CF] Material risk taker (30 Apr 2019 to 22 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.