Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 25 Jul 2023)
    • [FCA CF] Significant management (since 25 Sep 2022)
    • SMF22 Other Local Responsibility (since 25 Sep 2022)
    • [FCA CF] Manager of certification employee (1 Jun 2017 to 25 Sep 2022)
    • [FCA CF] Client dealing (1 Jun 2017 to 25 Sep 2022)
    • [FCA CF] Material risk taker (1 Jun 2017 to 25 Sep 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 5 Sep 2014)
    • CF21 Investment Adviser (9 Oct 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.