Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 28 Nov 2024)
    • [FCA CF] Manager of certification employee (since 22 Jan 2024)
    • [FCA CF] Client dealing (since 12 Aug 2020)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 8 May 2008)
    • CF21 Investment Adviser (13 Jun 2007 to 31 Oct 2007)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF21 Investment Adviser (14 Jul 2003 to 21 Jun 2004)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.