Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Brian Clifford

  IRN DBC01039

  • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
  • CF29 Significant management (1 Nov 2007 to 31 Mar 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (10 Aug 2007 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (27 Apr 2005 to 31 Oct 2007)
  • CF1 Director (18 Feb 2005 to 10 Aug 2007)
• David Charles Mongeau

  IRN DCM01087

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 15 Mar 2005)
• David Charles William Shapton

  IRN DCS01086

  • CF23 Corporate Finance Adviser (22 Aug 2002 to 8 Nov 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2002)
• David Firbank Carr

  IRN DFC01027

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Mar 2002)
• David Fotheringham

  IRN DEF01018

  • [FCA CF] Manager of certification employee (since 18 Jun 2024)
  • [FCA CF] Client dealing (since 6 Mar 2017)
  • CF30 Customer (29 Oct 2015 to 6 Mar 2016)
• David Gilbey

  IRN DMG01102

  • CF30 Customer (1 Nov 2007 to 7 Mar 2008)
  • CF21 Investment Adviser (3 Aug 2006 to 31 Oct 2007)
• David Harold Pennell

  IRN DHP01026

  • CF30 Customer (19 Jun 2014 to 7 Jul 2014)
• David Howard Phillips

  IRN DHP01020

  • [FCA CF] Client dealing (8 Apr 2020 to 11 Nov 2022)
  • CF21 Investment Adviser (1 Dec 2001 to 16 Feb 2004)
• David Johan Tornquist

  IRN DJT01185

  • CF30 Customer (1 Nov 2007 to 31 Aug 2009)
  • CF21 Investment Adviser (27 Sep 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (25 Oct 2004 to 27 Sep 2005)
• David John Gordon Scriven

  IRN DJS01214

  • CF30 Customer (1 Nov 2007 to 21 Apr 2011)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.