David Charles William Shapton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Akur Limited

    FRN 618281

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (5 Aug 2014 to 8 Dec 2019)
    • CF30 Customer (5 Aug 2014 to 8 Dec 2019)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (1 Nov 2007 to 14 Dec 2007)
    • CF23 Corporate Finance Adviser (18 Aug 2003 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF23 Corporate Finance Adviser (22 Aug 2002 to 8 Nov 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.