Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Material risk taker (1 Jan 2021 to 16 Sep 2021)
    • [FCA CF] Client dealing (1 Dec 2016 to 16 Sep 2021)
    • [FCA CF] Manager of certification employee (1 Dec 2016 to 15 Jul 2019)
    • CF30 Customer (29 Apr 2008 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (29 Apr 2008 to 6 Mar 2016)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 7 Mar 2008)
    • CF21 Investment Adviser (3 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.