Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Jan 2021 to 16 Sep 2021)
- [FCA CF] Client dealing (1 Dec 2016 to 16 Sep 2021)
- [FCA CF] Manager of certification employee (1 Dec 2016 to 15 Jul 2019)
- CF30 Customer (29 Apr 2008 to 6 Mar 2016)
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- CF30 Customer (29 Apr 2008 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 7 Mar 2008)
- CF21 Investment Adviser (3 Aug 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.