David Harold Pennell

• TP ICAP Broking Limited

  FRN 154234

  • [FCA CF] Client dealing (since 30 Nov 2020)
  • CF30 Customer (20 Sep 2018 to 8 Dec 2019)
• TP ICAP E&C Limited (no longer approved here)

  FRN 146880

  • CF30 Customer (20 Sep 2018 to 8 Dec 2019)
• Nomura International Plc (no longer approved here)

  FRN 124422

  • CF30 Customer (2 Feb 2015 to 6 Mar 2016)
• Canadian Imperial Bank of Commerce (no longer approved here)

  FRN 141285

  • CF30 Customer (19 Jun 2014 to 7 Jul 2014)
• JPMorgan Chase Bank, National Association (no longer approved here)

  FRN 124491

  • CF30 Customer (1 Nov 2007 to 29 Jul 2013)
  • CF26 Customer Trading (5 Jul 2004 to 31 Oct 2007)
• J.P. Morgan Securities plc (no longer approved here)

  FRN 155240

  • CF30 Customer (1 Nov 2007 to 29 Jul 2013)
  • CF26 Customer Trading (5 Jul 2004 to 31 Oct 2007)
• RBC Europe Limited (no longer approved here)

  FRN 124543

  • CF26 Customer Trading (1 Dec 2001 to 2 May 2003)
• Royal Bank of Canada (no longer approved here)

  FRN 124783

  • CF26 Customer Trading (1 Dec 2001 to 2 May 2003)

No changes recorded yet.