Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Barnaby Hartley

  IRN BWH01013

  • [FCA CF] Manager of certification employee (since 6 Mar 2017)
  • [FCA CF] Client dealing (since 6 Mar 2017)
  • [FCA CF] Material risk taker (6 Mar 2017 to 6 Mar 2022)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Beatrice Fourniere

  IRN BXF77773

  • [FCA CF] Manager of certification employee (since 6 Mar 2024)
  • [FCA CF] Client dealing (since 6 Mar 2017)
• Ben John Hillier

  IRN BJH01064

  • CF30 Customer (1 Nov 2007 to 17 Nov 2008)
  • CF21 Investment Adviser (6 Dec 2006 to 31 Oct 2007)
• Benedict Patrick McEwen

  IRN BPM01045

  • CF30 Customer (6 Mar 2012 to 6 Mar 2016)
• Benjamin Blake Colegrave

  IRN BBC00010

  • CF30 Customer (1 Nov 2007 to 14 Mar 2008)
  • CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (19 Jul 2006 to 13 Jul 2007)
• Benjamin Buckley Bullock

  IRN BBB00006

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (15 Jun 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (17 Nov 2004 to 15 Jun 2005)
  • CF22 Investment Adviser (Trainee) (13 Oct 2003 to 17 Nov 2004)
• Benjamin Frederic Gilbert

  IRN BFG01009

  • CF30 Customer (1 Nov 2007 to 8 Sep 2008)
  • CF21 Investment Adviser (3 Feb 2006 to 31 Oct 2007)
• Benjamin James Lazarus

  IRN BJL01062

  • CF30 Customer (15 Apr 2014 to 6 Mar 2016)
• Benjamin Knott

  IRN BXK01136

  • CF30 Customer (1 Nov 2007 to 9 Jul 2010)
  • CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)
• Benjamin Simon Clissold

  IRN BSC01018

  • CF21 Investment Adviser (17 Sep 2002 to 17 Nov 2005)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Sep 2002)

No changes recorded yet.