Benjamin Knott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Canaccord Genuity Limited
FRN 182011
- [FCA CF] Client dealing (since 9 Dec 2020)
Numis Securities Limited (no longer approved here)
FRN 144822
- [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2020)
- CF30 Customer (10 Sep 2018 to 8 Dec 2019)
National Bank Financial Inc (no longer approved here)
FRN 124715
- CF30 Customer (28 Jan 2016 to 9 Jul 2018)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF30 Customer (1 Nov 2007 to 9 Jul 2010)
- CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.