Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (15 Jun 2005 to 31 Oct 2007)
- CF21 Investment Adviser (17 Nov 2004 to 15 Jun 2005)
- CF22 Investment Adviser (Trainee) (13 Oct 2003 to 17 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.