Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (15 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Nov 2004 to 15 Jun 2005)
    • CF22 Investment Adviser (Trainee) (13 Oct 2003 to 17 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.