Benjamin Frederic Gilbert

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Peel Hunt LLP (no longer approved here)
FRN 530083
- [FCA CF] Client dealing (5 Jun 2023 to 20 Jan 2025)
Pictet Asset Management Limited (no longer approved here)
FRN 181966
- CF30 Customer (10 Oct 2017 to 8 Dec 2019)
Raymond James Financial International Limited (no longer approved here)
FRN 188244
- CF30 Customer (27 Mar 2009 to 2 Aug 2017)
Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- CF30 Customer (8 Sep 2008 to 9 Feb 2009)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF30 Customer (1 Nov 2007 to 8 Sep 2008)
- CF21 Investment Adviser (3 Feb 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.