Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
USS Investment Management Limited
FRN 564285
- [FCA CF] Manager of certification employee (since 12 Mar 2020)
- [FCA CF] Significant management (since 12 Mar 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
-
- CF30 Customer (20 Nov 2012 to 1 Oct 2019)
-
- CF30 Customer (20 Nov 2012 to 1 Oct 2019)
-
- CF30 Customer (20 Nov 2012 to 1 Oct 2019)
-
- CF30 Customer (9 Sep 2011 to 7 Jun 2012)
-
- CF30 Customer (1 Nov 2007 to 29 Jun 2011)
- CF21 Investment Adviser (13 Jun 2007 to 31 Oct 2007)
-
- CF21 Investment Adviser (17 Sep 2002 to 17 Nov 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.