Canada Life Platform Limited

• Principal Place of Business

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +443456060708

  Web

  https://www.canadalife.co.uk

• Complaints Contact

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +443456060708

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates” on the permission
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Catherine Goddard

  IRN CXG00466

  • SMF3 Executive Director (since 23 Oct 2023)
• Christine Milsom

  IRN CXM00956

  • [FCA CF] Material risk taker (11 Sep 2023 to 12 Sep 2023)
  • [FCA CF] Significant management (11 Sep 2023 to 12 Sep 2023)
• Christopher David Maund Evans

  IRN CDE00008

  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 5 Jan 2017)
  • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 11 Apr 2017)
  • SIMF1 Chief Executive Function (7 Mar 2016 to 11 Apr 2017)
  • CF3 Chief Executive (29 Nov 2013 to 6 Mar 2016)
  • CF8 Apportionment and Oversight (29 Nov 2013 to 6 Mar 2016)
  • CF1 Director (29 Nov 2013 to 6 Mar 2016)
  • Responsible for Insurance Mediation (29 Nov 2013 to 11 Apr 2017)
• Christopher Mackenzie Craig

  IRN CXC00178

  • [FCA CF] Manager of certification employee (since 26 Jan 2022)
• Claire Elizabeth Lund - Conlon

  IRN CEB01128

  • SMF24 Chief Operations (27 Jun 2019 to 24 Aug 2020)
  • CF29 Significant management (4 Jan 2016 to 9 Dec 2018)
• Craig Fazzini-Jones

  IRN RCJ01039

  • SMF3 Executive Director (10 Dec 2018 to 28 May 2021)
  • SMF1 Chief Executive (10 Dec 2018 to 28 May 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 28 May 2021)
  • SIMF5 Head of Internal Audit Function (24 May 2017 to 2 Jan 2018)
  • SIMF1 Chief Executive Function (24 May 2017 to 9 Dec 2018)
  • Responsible for Insurance Mediation (24 May 2017 to 30 Sep 2018)
  • CF29 Significant management (29 Nov 2013 to 25 May 2017)
  • CF1 Director (29 Nov 2013 to 9 Dec 2018)
• Craig Swatton

  IRN CXS01140

  • [FCA CF] Manager of certification employee (since 24 Mar 2026)
• Daniel Crook

  IRN DXC81646

  • SMF9 Chair of the Governing Body (since 17 Oct 2023)
  • Director of firm who is not a certification employee or a SMF manager (since 24 Nov 2022)
• Daniel Shaughnessy

  IRN DXS53321

  • [FCA CF] Significant management (28 Jan 2021 to 9 Oct 2023)
  • [FCA CF] Manager of certification employee (28 Jan 2021 to 9 Oct 2023)
• David Anthony Michael Ward

  IRN DXW00487

  • [FCA CF] Significant management (since 10 Mar 2025)
  • [FCA CF] Significant management (31 Aug 2023 to 2 Apr 2024)

No changes recorded yet.