Date authorised
29 November 2013
Companies House
08395855
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 37
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +443456060708
  • Complaints Contact

    Level 37
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +443456060708

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Trades With You Directly

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates” on the permission
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Brosnan

    IRN DXB00971

    • [FCA CF] Significant management (since 10 Apr 2024)
  • David Martin Harney

    IRN DMH01225

    • [FCA CF] Manager of certification employee (since 1 Dec 2023)
    • SMF1 Chief Executive (25 Aug 2021 to 3 Feb 2022)
  • David Sutton

    IRN DXS00795

    • [FCA CF] Significant management (13 Feb 2023 to 8 Apr 2025)
  • David William Pickering

    IRN DXP00083

    • [FCA CF] Significant management (2 Apr 2024 to 10 Mar 2025)
  • David Wilson Bradley

    IRN DWB01111

    • [FCA CF] Significant management (2 Feb 2021 to 31 Jan 2022)
  • Derek Nigel Donald Netherton

    IRN DXN01105

    • SMF13 Chair of the Nominations Committee (26 Mar 2019 to 24 Aug 2020)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 24 Aug 2020)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 31 Aug 2022)
    • SIMF12 Chair of the Remuneration Committee (13 Apr 2018 to 9 Dec 2018)
    • SIMF9 Chairman (13 Apr 2018 to 9 Dec 2018)
  • Diarmuid Cummins

    IRN DXC01440

    • CF2 Non Executive Director (29 Nov 2013 to 6 Mar 2016)
  • Douglas Allan Brown

    IRN DAB01249

    • SMF3 Executive Director (14 Nov 2020 to 18 Dec 2020)
    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 25 Aug 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (29 Mar 2018 to 9 Dec 2018)
  • Emily Jean Margaret Hill

    IRN EXH00040

    • [FCA CF] Significant management (11 Jan 2021 to 31 Aug 2023)
  • Emma Jayne Watkins

    IRN EXW77120

    • [FCA CF] Manager of certification employee (since 1 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.