Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 30 Oct 2025)
    • SMF1 Chief Executive (since 30 Oct 2025)
    • SMF3 Executive Director (since 3 Oct 2025)
    • [FCA CF] Manager of certification employee (since 1 Sep 2025)
    • [FCA CF] Material risk taker (since 1 Sep 2025)
    • SMF7 Group Entity Senior Manager (since 30 Oct 2025)
    • [FCA CF] Manager of certification employee (since 1 Sep 2025)
    • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • SMF3 Executive Director (1 Mar 2024 to 30 Apr 2025)
    • SMF1 Chief Executive (1 Mar 2024 to 30 Apr 2025)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • SMF3 Executive Director (1 Mar 2024 to 30 Apr 2025)
    • SMF1 Chief Executive (1 Mar 2024 to 30 Apr 2025)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • [PRA CF] Significant risk taker or Material risk taker (22 Dec 2021 to 30 Apr 2024)
    • [FCA CF] Material risk taker (22 Dec 2021 to 30 Apr 2024)
    • [FCA CF] Manager of certification employee (5 Jan 2021 to 30 Apr 2024)
    • [PRA CF] Managing a material risk taker (5 Jan 2021 to 30 Apr 2024)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • [FCA CF] Material risk taker (22 Dec 2021 to 30 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (22 Dec 2021 to 30 Apr 2024)
    • [FCA CF] Manager of certification employee (5 Jan 2021 to 30 Apr 2024)
    • [PRA CF] Managing a material risk taker (5 Jan 2021 to 30 Apr 2024)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • SMF6 Head of Key Business Areas (21 May 2021 to 31 Mar 2025)
    • [PRA CF] Managing a material risk taker (5 Jan 2021 to 20 May 2021)
    • [FCA CF] Manager of certification employee (5 Jan 2021 to 20 May 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 May 2021)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 20 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

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