Date authorised
29 November 2013
Companies House
08395855
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 37
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +443456060708
  • Complaints Contact

    Level 37
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +443456060708

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Trades With You Directly

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates” on the permission
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Bruce Farr

    IRN IBF01004

    • SIMF4 Chief Risk Function (7 Mar 2016 to 1 May 2017)
    • CF28 Systems and controls (22 Dec 2015 to 6 Mar 2016)
  • James Ian Courtenay

    IRN JIC01039

    • SMF16 Compliance Oversight (since 18 Dec 2025)
  • Jeremy Michael Nurse

    IRN JMN01029

    • SIMF20 Chief Actuary Function (26 Jul 2017 to 12 Jul 2018)
    • CF12 Actuarial (29 Nov 2013 to 5 Feb 2016)
  • Johanna Turner

    IRN JXT00634

    • [FCA CF] Significant management (13 Sep 2023 to 14 Sep 2023)
  • John Robert Cusins

    IRN JRC01118

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 24 Apr 2020)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (29 Nov 2013 to 6 Mar 2016)
  • John Simon Bertie Smith

    IRN JSS01117

    • SIMF2 Chief Finance Function (7 Mar 2016 to 2 Jan 2018)
    • CF29 Significant management (29 Nov 2013 to 2 Jan 2018)
    • CF1 Director (29 Nov 2013 to 6 Mar 2016)
  • Joshua Samuel Griffiths

    IRN JXG00151

    • [FCA CF] Manager of certification employee (24 Jan 2024 to 12 Sep 2025)
  • Julie Scott

    IRN JXS04285

    • [FCA CF] Significant management (since 22 Sep 2025)
  • Kathryn Bateman

    IRN KLP01028

    • [FCA CF] Manager of certification employee (8 Jan 2021 to 5 Apr 2022)
  • Keily Vanstone

    IRN KXP01427

    • [FCA CF] Significant management (since 29 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

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