John Simon Bertie Smith

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mobius Life Limited

    FRN 189098

    • SMF9 Chair of the Governing Body (since 19 Sep 2023)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 19 Sep 2023)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 19 Sep 2023)
    • SIMF11 Chair of the Audit Committee (12 Nov 2018 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (12 Nov 2018 to 9 Dec 2018)
  • BGC Brokers L.P

    FRN 454814

    • SMF9 Chair of the Governing Body (since 20 Jan 2022)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 27 Sep 2023)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 27 Sep 2023)
    • CF2 Non Executive Director (11 Oct 2011 to 8 Dec 2019)
  • Canada Life Platform Limited (no longer approved here)

    FRN 598800

    • SIMF2 Chief Finance Function (7 Mar 2016 to 2 Jan 2018)
    • CF29 Significant management (29 Nov 2013 to 2 Jan 2018)
    • CF1 Director (29 Nov 2013 to 6 Mar 2016)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • CF1 Director (1 May 2008 to 30 Jun 2010)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF1 Director (1 May 2008 to 30 Jun 2010)
  • Phoenix Group Management Services Limited (no longer approved here)

    FRN 415029

    • CF1 Director (1 May 2008 to 30 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.