Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonehaven UK Ltd (no longer approved here)

    FRN 435892

    • SMF11 Chair of the Audit Committee (20 Nov 2020 to 31 Aug 2023)
    • SMF10 Chair of the Risk Committee (20 Nov 2020 to 31 Aug 2023)
    • CF2 Non Executive Director (20 Jun 2017 to 8 Dec 2019)
    • CF1 Director (10 Sep 2014 to 20 Jun 2017)
  • Canada Life Platform Limited (no longer approved here)

    FRN 598800

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 5 Jan 2017)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 11 Apr 2017)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 11 Apr 2017)
    • CF8 Apportionment and Oversight (29 Nov 2013 to 6 Mar 2016)
    • CF1 Director (29 Nov 2013 to 6 Mar 2016)
    • CF3 Chief Executive (29 Nov 2013 to 6 Mar 2016)
    • Responsible for Insurance Mediation (29 Nov 2013 to 11 Apr 2017)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Feb 2007 to 1 Aug 2007)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 29 May 2002)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 29 May 2002)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 29 May 2002)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF1 Director (1 Dec 2001 to 29 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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