Date authorised
1 April 2013
Companies House
00973271
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 37
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4403456060708
  • Complaints Contact

    Level 37
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4403456060708

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

  • Runs Personal Pensions

  • Loan Servicing

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Margaret Slattery

    IRN MXS80283

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Maria Gyseman

    IRN MXG53327

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2021)
  • Mark Andrew Pibworth

    IRN MAP01287

    • SMF20 Chief Actuary (26 Sep 2023 to 1 Jan 2026)
    • [FCA CF] Manager of certification employee (26 Sep 2023 to 11 Mar 2026)
    • [PRA CF] Key function holder (26 Sep 2023 to 11 Mar 2026)
    • [FCA CF] Significant management (30 Jul 2020 to 31 Aug 2023)
  • Mark Beresford Jones

    IRN MBJ01019

    • [FCA CF] Significant management (since 2 Aug 2022)
    • [FCA CF] Manager of certification employee (since 2 Aug 2022)
    • [PRA CF] Key function holder (21 Apr 2021 to 21 Nov 2022)
    • SMF5 Head of Internal Audit (15 Apr 2021 to 21 Nov 2022)
  • Mark Giancola

    IRN MAG01256

    • [FCA CF] Significant management (9 Dec 2019 to 23 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Oct 2025)
  • Mark Nicholas Roberts

    IRN MNR01017

    • [FCA CF] Client dealing (since 26 Jan 2024)
  • Mark Peter Turney

    IRN MPT00023

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
  • Martess Sherwood

    IRN MXS00008

    • CF21 Investment Adviser (16 Sep 2002 to 1 Nov 2002)
  • Martin Healey

    IRN MXH01228

    • [FCA CF] Significant management (since 27 May 2024)
  • Martin Yarnall

    IRN MXY53303

    • [FCA CF] Significant management (20 Apr 2020 to 30 Apr 2024)
    • [FCA CF] Manager of certification employee (20 Apr 2020 to 21 Apr 2020)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 30 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.