Martess Sherwood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (since 25 Feb 2019)
- CF30 Customer (since 10 Apr 2014)
Future Financial Wealth LLP
FRN 592054
- (12)Employed By (since 10 Apr 2014)
Lighthouse (Compass) Ltd (no longer approved here)
FRN 220767
- (5)Employed By (20 Mar 2003 to 15 Jun 2004)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF21 Investment Adviser (1 Nov 2002 to 15 Jun 2004)
Canada Life Limited (no longer approved here)
FRN 110394
- CF21 Investment Adviser (16 Sep 2002 to 1 Nov 2002)
Liverpool Victoria Financial Advice Services Limited (no longer approved here)
FRN 186890
- CF21 Investment Adviser (8 Jan 2002 to 27 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.