Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas Mott

  IRN TOM01002

  • CF21 Investment Adviser (14 Nov 2002 to 7 Apr 2006)
• Thomas Plinston

  IRN TXP01213

  • CF30 Customer (7 Nov 2008 to 24 Jun 2010)
• Thomas William Field

  IRN TWF01019

  • CF30 Customer (13 Nov 2012 to 10 Dec 2014)
• Thomas William Robertshaw

  IRN TWR01011

  • CF30 Customer (26 Mar 2012 to 26 Mar 2012)
• Thomas-Christian Weitzendoerfer

  IRN TXW01415

  • CF30 Customer (29 Jan 2015 to 20 Oct 2016)
• Timothy Alan Huff

  IRN TAH01038

  • [FCA CF] Client dealing (since 23 Mar 2023)
  • CF30 Customer (18 Apr 2016 to 29 Oct 2018)
• Timothy Charles William Ingram

  IRN TCI01003

  • CF2 Non Executive Director (11 Jan 2010 to 22 Mar 2012)
• Timothy David Llewellyn Morgan

  IRN TDM01018

  • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2006)
• Timothy James Douro Hoare

  IRN TJH01059

  • CF30 Customer (21 Mar 2012 to 20 Nov 2013)
  • CF1 Director (21 Mar 2012 to 10 Jul 2013)
• Timothy James Heasman

  IRN TJH01164

  • CF30 Customer (12 Nov 2012 to 30 Jun 2016)

No changes recorded yet.