Thomas Mott

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 1 Oct 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 9 May 2013)
    • CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (14 Nov 2002 to 7 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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