Thomas William Field

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Client dealing (1 Feb 2021 to 31 Jan 2024)
    • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (16 Dec 2016 to 8 Oct 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 8 Oct 2018)
    • CF30 Customer (2 Sep 2015 to 6 Mar 2016)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (13 Nov 2012 to 10 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.