Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Canaccord Genuity Limited
FRN 182011
- [FCA CF] Client dealing (since 23 Mar 2023)
- CF30 Customer (18 Apr 2016 to 29 Oct 2018)
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- [FCA CF] Client dealing (9 Dec 2019 to 15 Mar 2023)
- CF30 Customer (26 Nov 2018 to 8 Dec 2019)
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- CF30 Customer (4 Oct 2010 to 24 Sep 2015)
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- CF30 Customer (4 Oct 2010 to 24 Sep 2015)
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- CF21 Investment Adviser (1 Dec 2001 to 13 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.