Thomas William Robertshaw

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WINTERFLOOD SECURITIES LIMITED

    FRN 141455

    • [FCA CF] Client dealing (since 2 Mar 2026)
  • Marex Financial

    FRN 442767

    • [FCA CF] Client dealing (since 17 Dec 2021)
    • [FCA CF] Manager of certification employee (since 5 Jan 2021)
    • [FCA CF] Proprietary trader (5 Jan 2021 to 17 Dec 2021)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Proprietary trader (9 Dec 2019 to 28 Aug 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Aug 2020)
    • CF30 Customer (31 Jul 2012 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (26 Mar 2012 to 26 Mar 2012)
  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • CF30 Customer (1 Nov 2007 to 25 Dec 2009)
    • CF26 Customer Trading (26 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.