Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stuart Anthony Andrews

  IRN SAA01040

  • [FCA CF] Client dealing (since 6 Jan 2025)
• Stuart Burgoyne Lunn

  IRN SBL01008

  • CF30 Customer (1 Nov 2007 to 2 Apr 2008)
  • CF21 Investment Adviser (15 Jun 2006 to 31 Oct 2007)
• Stuart Christopher Lane

  IRN SCL01029

  • CF21 Investment Adviser (1 Dec 2001 to 9 Jul 2004)
• Stuart David Michael Fordham

  IRN SDF01030

  • CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
• Stuart Dickson McLaren

  IRN SDM01066

  • CF30 Customer (1 Nov 2007 to 24 Feb 2011)
  • CF21 Investment Adviser (10 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (10 Dec 2001 to 31 Oct 2007)
• Stuart Michael Galvin

  IRN SMG01061

  • CF30 Customer (2 Nov 2009 to 25 May 2011)
• Sudipto Chattopadhyay

  IRN SXC01518

  • CF21 Investment Adviser (10 Sep 2003 to 13 Feb 2004)
• Sunil Duggal

  IRN SXD01226

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Material risk taker (9 Dec 2020 to 31 Dec 2021)
  • CF30 Customer (12 Nov 2012 to 8 Dec 2019)
• Susan Patricia Inglis

  IRN SPI01005

  • CF30 Customer (26 Mar 2012 to 17 Jul 2012)
• Symon Michael Hawken

  IRN SMH01082

  • CF30 Customer (1 Nov 2007 to 10 Jul 2013)
  • CF27 Investment Management (10 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (10 Dec 2001 to 31 Oct 2007)

No changes recorded yet.