Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tallat Mahmood

  IRN TXM00367

  • [FCA CF] Client dealing (18 Aug 2022 to 1 May 2023)
• Tara Stowe

  IRN TXS02184

  • [FCA CF] Client dealing (since 9 Sep 2024)
• Tarica Mpinga

  IRN TXM01514

  • CF30 Customer (26 Mar 2012 to 2 May 2017)
• Tarquin James Hindmarsh Wethered

  IRN TJW01183

  • CF30 Customer (8 Nov 2012 to 25 Jul 2013)
• Terence Charles Smith

  IRN TCS01016

  • CF2 Non Executive Director (17 Nov 2009 to 6 Dec 2010)
  • CF30 Customer (1 Nov 2007 to 2 Mar 2009)
  • CF1 Director (1 Dec 2001 to 2 Mar 2009)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jan 2005)
  • CF3 Chief Executive (1 Dec 2001 to 1 Jan 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Terence John Hitchcock

  IRN TJH01058

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2005)
  • CF1 Director (1 Dec 2001 to 31 Mar 2005)
• Terence Murray

  IRN TXM01138

  • CF30 Customer (26 Mar 2012 to 26 Mar 2012)
• Terrence Allan Lyons

  IRN TXL01210

  • CF2 Non Executive Director (30 Mar 2012 to 8 Dec 2019)
• Tessa Jayne Starmer

  IRN TJS01076

  • [FCA CF] Client dealing (18 Oct 2021 to 29 Jul 2022)
• Thea Margaret Fforde

  IRN TMF01038

  • CF11 Money Laundering Reporting (7 Jul 2015 to 24 Sep 2015)
  • CF10 Compliance Oversight (7 Jul 2015 to 24 Sep 2015)

No changes recorded yet.