Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fundsmith LLP

    FRN 523102

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (18 Oct 2010 to 8 Dec 2019)
    • CF4 Partner (18 Oct 2010 to 8 Dec 2019)
    • CF3 Chief Executive (18 Oct 2010 to 8 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF1 Director (25 Feb 2010 to 31 Aug 2014)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF2 Non Executive Director (17 Nov 2009 to 6 Dec 2010)
    • CF30 Customer (1 Nov 2007 to 2 Mar 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jan 2005)
    • CF3 Chief Executive (1 Dec 2001 to 1 Jan 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 2 Mar 2009)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF1 Director (20 Mar 2009 to 31 Aug 2014)
    • CF30 Customer (20 Mar 2009 to 31 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.