Thea Margaret Fforde

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • China Construction Bank Corporation London Branch (no longer approved here)

    FRN 652628

    • SMF16 Compliance Oversight (20 Jan 2021 to 2 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Jan 2021 to 2 Feb 2024)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Nov 2017 to 30 Jun 2020)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF11 Money Laundering Reporting (20 Aug 2015 to 24 Sep 2015)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF11 Money Laundering Reporting (7 Jul 2015 to 24 Sep 2015)
    • CF10 Compliance Oversight (7 Jul 2015 to 24 Sep 2015)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF10 Compliance Oversight (27 Jun 2006 to 11 Nov 2014)
    • CF11 Money Laundering Reporting (27 Jun 2006 to 11 Nov 2014)
  • JEFFERIES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 218270

    • CF10 Compliance Oversight (27 Jun 2006 to 11 Nov 2014)
    • CF11 Money Laundering Reporting (27 Jun 2006 to 11 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.