Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas Alasdair Saunders

  IRN TAS01041

  • CF30 Customer (24 Sep 2009 to 30 Jul 2013)
• Thomas Anthony Shiel

  IRN TAS01031

  • CF30 Customer (1 Nov 2007 to 23 Aug 2011)
  • CF21 Investment Adviser (1 Dec 2003 to 31 Oct 2007)
• Thomas Bates

  IRN TXB10334

  • CF30 Customer (17 Jan 2019 to 8 Dec 2019)
• Thomas Edwin Hulme

  IRN TEH01016

  • CF30 Customer (8 Apr 2009 to 7 Jun 2011)
• Thomas Fowle

  IRN TXF00196

  • [FCA CF] Client dealing (since 12 Dec 2023)
• Thomas George Diehl

  IRN TXD00096

  • [FCA CF] Client dealing (9 Dec 2020 to 16 Aug 2023)
• Thomas Henry Martin

  IRN THM01017

  • CF30 Customer (4 Jan 2011 to 16 Feb 2015)
• Thomas James Waterlow

  IRN TJW01080

  • CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2005)
• Thomas Levi Like

  IRN TLL01018

  • [FCA CF] Client dealing (since 9 Sep 2024)
• Thomas Miles Cox

  IRN TMC01046

  • CF30 Customer (7 Jun 2013 to 5 May 2019)

No changes recorded yet.