Thomas James Waterlow

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Robert Quinn Advisory LLP
FRN 548030
- CF30 Customer (since 21 Apr 2026)
Saba Capital Management (UK) Limited
FRN 985135
- (1)Employed By (since 21 Apr 2026)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- [FCA CF] Client dealing (9 Dec 2019 to 5 Feb 2026)
- [FCA CF] Material risk taker (9 Dec 2019 to 15 May 2023)
- CF30 Customer (1 Apr 2009 to 8 Dec 2019)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.