Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF2 Non Executive Director (21 Mar 2014 to 16 Jul 2014)
- CF30 Customer (27 Aug 2013 to 20 Mar 2014)
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- CF2 Non Executive Director (AR) (23 Sep 2013 to 16 Apr 2015)
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- CF10 Compliance Oversight (24 Nov 2010 to 28 Feb 2011)
- CF3 Chief Executive (24 Nov 2010 to 15 Feb 2013)
- CF1 Director (16 Oct 2009 to 12 Feb 2013)
- CF30 Customer (1 Sep 2009 to 8 Apr 2013)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.