Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zeus Capital Limited (no longer approved here)

    FRN 224621

    • CF2 Non Executive Director (21 Mar 2014 to 16 Jul 2014)
    • CF30 Customer (27 Aug 2013 to 20 Mar 2014)
  • Prosper Capital LLP (no longer approved here)

    FRN 453007

    • CF2 Non Executive Director (AR) (23 Sep 2013 to 16 Apr 2015)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF10 Compliance Oversight (24 Nov 2010 to 28 Feb 2011)
    • CF3 Chief Executive (24 Nov 2010 to 15 Feb 2013)
    • CF1 Director (16 Oct 2009 to 12 Feb 2013)
    • CF30 Customer (1 Sep 2009 to 8 Apr 2013)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (1 Dec 2001 to 9 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.