Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • CF30 Customer (11 Sep 2008 to 24 May 2011)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 2 Apr 2008)
    • CF21 Investment Adviser (15 Jun 2006 to 31 Oct 2007)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 19 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.