Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roy Barry Clouse

  IRN RBC01019

  • CF30 Customer (19 Aug 2013 to 27 Jan 2015)
• Roy Edward Campbell

  IRN REC01034

  • CF30 Customer (1 Nov 2007 to 25 May 2012)
  • CF21 Investment Adviser (7 Feb 2002 to 31 Oct 2007)
• Rupert Anthony Winckler

  IRN RAW01150

  • CF30 Customer (14 Apr 2016 to 9 Mar 2017)
• Rupert Cornelius Brooke Henson

  IRN RCH01059

  • CF30 Customer (1 Nov 2007 to 26 Mar 2010)
  • CF21 Investment Adviser (4 May 2006 to 31 Oct 2007)
• Rupert David Andrew Pepper

  IRN RDP01040

  • CF30 Customer (22 Nov 2012 to 9 Feb 2015)
• Rupert George Sinclair Woolfenden

  IRN RGW01047

  • CF30 Customer (26 Mar 2012 to 16 Dec 2015)
• Rupert Julian Newall

  IRN RJN01031

  • CF30 Customer (15 Nov 2012 to 8 Jan 2013)
• Ruth Watts

  IRN RXW00327

  • [FCA CF] Client dealing (since 8 Dec 2024)
• Ryan Thomas Gaffney

  IRN RTG01023

  • CF30 Customer (26 Sep 2013 to 1 May 2015)
• STEPHEN BENEDICT Barrett

  IRN SBB01018

  • [FCA CF] Client dealing (since 16 Mar 2026)

No changes recorded yet.