Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sally Yassin

  IRN SXY01090

  • CF30 Customer (15 Nov 2012 to 27 Feb 2013)
• Salvatore Gaetano Verdoliva

  IRN SXV00126

  • [FCA CF] Client dealing (since 17 Aug 2022)
• Salvatore Simon Caruso

  IRN SSC01057

  • CF30 Customer (8 Nov 2012 to 17 Aug 2018)
• Sam George Jones

  IRN SGJ01035

  • CF30 Customer (8 Oct 2012 to 27 Feb 2015)
• Sam Jai Lucas

  IRN SJL01322

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (16 Nov 2015 to 8 Dec 2019)
• Samarth Arora

  IRN SXA03345

  • CF30 Customer (6 Jun 2017 to 25 Aug 2017)
• Sameet Jayantilal Bathia

  IRN SXB01427

  • CF21 Investment Adviser (12 Nov 2007 to 31 Oct 2007)
  • CF30 Customer (1 Nov 2007 to 4 Jul 2016)
• Sami Yves Mohamed Meffre

  IRN SXM21038

  • [FCA CF] Client dealing (9 Dec 2020 to 28 May 2021)
  • CF30 Customer (28 Sep 2019 to 8 Dec 2019)
• Samuel Catalano

  IRN SPC01126

  • [FCA CF] Client dealing (9 Dec 2020 to 6 Jul 2022)
• Samuel David Leven Simon

  IRN SDS01114

  • CF30 Customer (19 Sep 2012 to 29 Nov 2013)

No changes recorded yet.