Samuel Catalano

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Canaccord Genuity Limited (no longer approved here)
FRN 182011
- [FCA CF] Client dealing (9 Dec 2020 to 6 Jul 2022)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- [FCA CF] Manager of certification employee (30 Apr 2018 to 14 Feb 2020)
- [FCA CF] Client dealing (30 Apr 2018 to 14 Feb 2020)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (15 Oct 2012 to 5 Dec 2013)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF30 Customer (8 Jul 2011 to 20 Sep 2012)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF30 Customer (8 Jul 2011 to 20 Sep 2012)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (1 Nov 2007 to 2 Jul 2010)
- CF21 Investment Adviser (9 Aug 2007 to 31 Oct 2007)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (14 Dec 2006 to 26 Jun 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.