Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roger Mark Uvedale Lambert

  IRN RML01039

  • CF30 Customer (11 Jan 2010 to 26 Sep 2016)
• Roger Rajiv-Kumar Sharma

  IRN RRS01014

  • CF30 Customer (1 Dec 2010 to 30 Apr 2012)
• Romil Kanani

  IRN RXK01273

  • CF21 Investment Adviser (22 Dec 2004 to 7 Jul 2006)
• Rory Frederick Horswell

  IRN RFH01067

  • CF30 Customer (3 Dec 2015 to 15 May 2017)
• Rory James Hopkins O'Brien

  IRN RJO01077

  • CF30 Customer (13 May 2014 to 12 Sep 2014)
• Rory Macfarlane

  IRN RGM01112

  • CF30 Customer (1 Nov 2007 to 29 Jun 2012)
  • CF21 Investment Adviser (30 Jan 2007 to 31 Oct 2007)
• Rory Meecham

  IRN RXM02112

  • [FCA CF] Client dealing (since 9 Feb 2026)
• Rory Thomas James Duff

  IRN RTJ01011

  • CF30 Customer (26 Mar 2012 to 16 Nov 2016)
• Ross Brendan Mitchell

  IRN RBM01057

  • CF30 Customer (19 Nov 2012 to 15 Jan 2019)
• Ross Ian Allister

  IRN RIA01015

  • CF30 Customer (26 Mar 2012 to 9 Jul 2013)

No changes recorded yet.