Rory Macfarlane

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Client dealing (since 15 Dec 2022)
    • [FCA CF] Manager of certification employee (since 15 Dec 2022)
    • [FCA CF] Material risk taker (15 Dec 2022 to 31 Oct 2024)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Client dealing (6 Mar 2018 to 4 Mar 2020)
    • [FCA CF] Manager of certification employee (6 Mar 2018 to 2 Apr 2021)
    • CF30 Customer (5 Jul 2012 to 30 Sep 2012)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 29 Jun 2012)
    • CF21 Investment Adviser (30 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.