Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Employed By (31 Mar 2014 to 12 Jan 2017)
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- CF1 Director (6 Nov 2013 to 12 Jan 2017)
- CF30 Customer (6 Nov 2013 to 12 Jan 2017)
- CF11 Money Laundering Reporting (6 Nov 2013 to 10 Jul 2014)
- CF10 Compliance Oversight (6 Nov 2013 to 10 Jul 2014)
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- CF30 Customer (1 Dec 2010 to 30 Apr 2012)
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- CF30 Customer (1 Dec 2009 to 15 Oct 2010)
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- CF30 Customer (2 Jun 2008 to 28 Dec 2008)
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- CF30 Customer (2 Jun 2008 to 28 Dec 2008)
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- CF30 Customer (1 Nov 2007 to 28 Dec 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.