Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Feb 2026)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Manager of certification employee (17 Jan 2025 to 16 Jan 2026)
    • [FCA CF] Client dealing (17 Jan 2025 to 16 Jan 2026)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • [FCA CF] Manager of certification employee (7 Oct 2022 to 16 Oct 2023)
    • [FCA CF] Material risk taker (1 Aug 2020 to 31 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jul 2024)
    • CF30 Customer (4 Jul 2013 to 8 Dec 2019)
  • Peel Hunt LLP (no longer approved here)

    FRN 530083

    • CF30 Customer (24 Jan 2011 to 10 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.