Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Stewart Collins

  IRN RSC01048

  • CF30 Customer (26 Mar 2012 to 13 Feb 2013)
• Robert Thomas Tonkin Jukes

  IRN RTJ01008

  • CF30 Customer (1 Nov 2007 to 10 Jul 2013)
  • CF21 Investment Adviser (29 May 2007 to 31 Oct 2007)
• Robert Timothy James McMahon

  IRN RTM01022

  • CF30 Customer (7 Nov 2013 to 8 Dec 2019)
• Robert Woodford

  IRN RXW01914

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (5 Jul 2018 to 8 Dec 2019)
• Robin David Mann

  IRN RDM01099

  • CF29 Significant management (14 Sep 2012 to 5 Sep 2013)
  • CF30 Customer (1 Nov 2007 to 13 Jul 2009)
  • CF21 Investment Adviser (4 Nov 2005 to 31 Oct 2007)
• Robin Hinrich Nicolas Sturken

  IRN RHS01062

  • CF30 Customer (13 Nov 2012 to 6 Feb 2013)
• Robin Richard Dickens

  IRN RRD01019

  • CF27 Investment Management (10 Dec 2001 to 3 Dec 2003)
  • CF21 Investment Adviser (10 Dec 2001 to 3 Dec 2003)
• Robin Scott Bowman

  IRN RSB01058

  • CF30 Customer (11 Aug 2008 to 7 Oct 2014)
  • CF21 Investment Adviser (12 Sep 2005 to 30 Jun 2006)
• Roderick Bruce Crawford

  IRN RBC01021

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 17 Aug 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 17 Aug 2005)
• Rodney George Bryant

  IRN RGB01118

  • CF30 Customer (26 Mar 2012 to 31 Jan 2013)

No changes recorded yet.