Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Deutsche Bank AG
FRN 150018
- [FCA CF] Client dealing (since 7 Nov 2025)
-
Numis Securities Limited
FRN 144822
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (14 Nov 2014 to 8 Dec 2019)
-
- CF30 Customer (11 Aug 2008 to 7 Oct 2014)
- CF21 Investment Adviser (12 Sep 2005 to 30 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.