Robin David Mann

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited

    FRN 190412

    • SMF3 Executive Director (since 8 Aug 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (19 Aug 2016 to 22 Nov 2019)
    • CF29 Significant management (27 Feb 2015 to 13 Sep 2016)
    • CF30 Customer (25 Sep 2014 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF29 Significant management (14 Sep 2012 to 5 Sep 2013)
    • CF30 Customer (1 Nov 2007 to 13 Jul 2009)
    • CF21 Investment Adviser (4 Nov 2005 to 31 Oct 2007)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • CF30 Customer (3 Aug 2009 to 4 Feb 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 31 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.