Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Promethean Investments LLP (no longer approved here)

    FRN 441847

    • SMF27 Partner (9 Dec 2019 to 1 Jan 2021)
    • CF4 Partner (25 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (2 Dec 2014 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 17 Aug 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.