Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Patrick Anthony Reilly

  IRN MPR01055

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (30 Jun 2003 to 31 Oct 2007)
• Mark Robert Dickenson

  IRN MRD01061

  • CF1 Director (11 May 2009 to 22 Mar 2012)
  • CF30 Customer (23 Sep 2008 to 10 Oct 2012)
• Mark Roderick Rands

  IRN MRR01052

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (20 Jul 2011 to 8 Dec 2019)
• Mark Thomas Ridley

  IRN MTR01007

  • CF21 Investment Adviser (27 Jan 2004 to 25 Jun 2007)
• Mark Vincent Connelly

  IRN MVC01010

  • CF30 Customer (1 Nov 2007 to 18 Aug 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Mark Warren

  IRN MWW01067

  • CF30 Customer (16 Jun 2015 to 22 Mar 2018)
• Mark Whaling

  IRN MXW02068

  • CF30 Customer (6 Mar 2014 to 5 Jun 2018)
• Mark Whitmore

  IRN MJW01533

  • CF30 Customer (19 Aug 2011 to 6 Jul 2016)
• Mark Williams

  IRN MXW01886

  • [FCA CF] Client dealing (since 18 Aug 2022)
• Markus Peter Hausberger

  IRN MPH01156

  • CF30 Customer (19 Dec 2014 to 16 Jan 2017)

No changes recorded yet.